Section 1102: Tampering With a Record or Otherwise Impeding an Official Proceeding
Makes it a crime for any person to corruptly alter, destroy, mutilate, or conceal any document with the intent to impair the object’s integrity or availability for use in an official proceeding or to otherwise obstruct, influence or impede any official proceeding is liable for up to 20 years in prison and a fine.
Section 1103: Temporary Freeze Authority
The SEC is authorized to freeze the payment of an extraordinary payment to any director, officer, partner, controlling person, agent, or employee of a company during an investigation of possible violations of securities laws.
Section 1105: SEC Authority to Prohibit Persons from Serving as Officers or Directors
The SEC may prohibit a person from serving as an officer or director of a public company if the person has committed securities fraud.